Distribution Requirements [41-101 - 47-201]
41–101 General Prospectus Requirements [National Instrument]
NI 41–101 unofficial consolidation on National Instrument as of June 9, 2023
41–101 CP unofficial consolidation of Companion Policy as of June 9, 2023
41–101F1 unofficial consolidation as of November June 9, 2023
41–101F2 unofficial consolidation as of January June 9, 2023
41–101F3 unofficial consolidation as of January June 9, 2023
41–101F4 unofficial consolidation as of January 6, 2022
Documents related to NI 41–101
Amendment to NI 41-101 effective April 16, 2024
Amendment to 41-101 CP effective April 16, 2024
Amendment to NI 41-101 effective June 9, 2023
Amendment to 41-101 CP effective June 9, 2023
Amendment to 41-101 CP effective April 14, 2022
Amendment to 41-101 CP (1J) effective January 6, 2022
Amendment to NI 41-101 (2A) effective January 6, 2022
Amendment to 41-101 CP (2B) effective January 6, 2022
Amendment to NI 41-101 (4A) effective January 5, 2022
Amendment to NI 41-101 (8A) effective January 5, 2022
Amendment to NI 41-101 (9) effective January 5, 2022
Amendment to NI 41-101 effective December 31, 2020
Amendment to CP 41-101 effective November 18, 2020
Amendment to NI 41–101 effective January 3, 2019
Amendment to NI 41–101 effective June 12, 2018
Amendment to NI 41–101 effective March 8, 2017
Amendment to 41–101 CP effective March 8, 2017
Amendment to NI 41–101 effective December 8, 2015
Amendment to 41–101 CP effective December 8, 2015
Amendment to NI 41–101 effective November 17, 2015
Amendment to NI 41–101 effective June 30, 2015
Amendment to 41–101 CP effective June 30, 2015
Amendment to NI 41–101 effective May 5, 2015
Amendment to NI 41–101 effective September 30, 2014
Amendment to NI 41–101 effective September 22, 2014
Amendment to NI 41–101 effective January 1, 2014
Amendment to NI 41–101 effective August 13, 2013
Amendment to 41–101 CP effective August 13, 2013
Amendment to NI 41–101 effective May 31, 2013
Amendment to 41–101 CP effective May 31, 2013
Amendment to NI 41–101 (DRO) effective May 31, 2013
Amendment to NI 41–101 effective May 14, 2013
Amendment to 41–101 CP effective May 14, 2013
Amendment to NI 41–101 Local Rule 11–804 effective August 23, 2012
Amendment to NI 41–101 effective April 20, 2012
Amendment to NI 41–101 effective April 30, 2012
Amendment to NI 41–101 effective January 1, 2011
Amendment to 41–101 CP effective January 1, 2011
Amendment to NI 41–101 effective December 30, 2010
Amendment to NI 41–101 effective June 30, 2010
Amendment to NI 41–101 Local Rule 11–803, effective March 3, 2010
Companion Policy 41–101 CP effective March 17, 2008
National Instrument 41–101 General Prospectus Requirements effective March 17, 2008
Form 41–101F1 Information Required in a Prospectus, effective March 17, 2008
Form 41–101F2 Information Required in an Investment Fund Prospectus, effective March 17, 2008
Form 41–101F3 Information Required in a Scholarship Plan Prospectus, effective May 31, 2013
Form 41–101F4 effective March 8, 2017
National Policies
41–201 Income Trusts and Other Indirect Offerings [National Policy]
43–101 Standards of Disclosure for Mineral Projects [National Instrument]
NI 43–101 unofficial consolidation as of June 9, 2023
43–101 CP unofficial consolidation as of June 9, 2023
Documents related to NI 43–101
Amendment to NI 43-101 effective June 9, 2023
Amendment to 43-101 CP effective June 9, 2023
Amendment to NI 43–101 effective May 9, 2016
Amendment to 43–101 CP effective February 25, 2016
Companion Policy 43–101 CP replacement effective June 30, 2011
National Instrument 43–101 Standards of Disclosure for Mineral Projects, replacement effective June 30, 2011
Form 43–101 F1 Technical Report effective June 30, 2011
44–101 Short Form Prospectus Distributions [National Instrument]
NI 44–101 unofficial consolidation as of June 9, 2023
44–101 CP unofficial consolidation as of June 9, 2023
Form 44–101F1 unofficial consolidation as of June 9, 2023
Documents related to NI 44–101
Amendment to NI 44-101 effective April 16, 2024
Amendment to NI 44-101 effective June 9, 2023
Amendment to 44-101 CP effective June 9, 2023
Amendment to 44-101 CP effective November 18, 2020
Amendment to NI 44–101 effective June 12, 2018
Amendment to NI 44–101 effective December 8, 2015
Amendment to NI 44–101 effective November 17, 2015
Amendment to NI 44–101 effective August 13, 2013
Amendment to 44–101 CP effective August 13, 2013
Amendment to NI 44–101 effective May 31, 2013
Amendment to 44–101 CP effective May 31, 2013
Amendment to NI 44–101 effective May 14, 2013
Amendment to 44–101 CP effective May 14, 2013
Amendment to NI 44–101 effective April 20, 2012
Amendment to NI 44–101 effective June 30, 2011
Amendment to NI 44–101 effective January 1, 2011
Amendment to 44–101 CP effective January 1, 2011
Companion Policy 44–101 CP effective March 17, 2008
National Instrument 44–101 Short Form Prospectus Distribution effective March 17, 2008
Form 44–101F1 Short Form Prospectus effective March 17, 2008
44–102 Shelf Distributions [National Instrument]
NI 44–102 unofficial consolidation of National Instrument as of June 9, 2023
44–102 CP unofficial consolidation of Companion Policy as of June 9, 2023
Documents related to NI 44–102
Amendment to NI 44-102 effective April 16, 2024
Amendment to 44-102 CP effective April 16, 2024
Amendment to NI 44-102 effective June 9, 2023
Amendment to 44-102 CP effective June 9, 2023
Amendment to NI 44-102 effective August 31, 2020
Amendment to 44-102 CP effective August 31, 2020
Amendment to NI 44–102 effective June 12, 2018
Amendment to NI 44–102 effective September 22, 2014
Amendment to NI 44–102 effective August 13, 2013
Amendment to 44–102 CP effective August 13, 2013
Amendment to NI 44–102 effective May 31, 2013
Amendment to 44–102 CP effective May 31, 2013
Amendment to NI 44–102 effective May 14, 2013
Amendment to 44–102 CP effective May 14, 2013
Amendment to NI 44–102 effective January 1, 2011
National Instrument 44–102 Shelf Distributions effective March 17, 2008
Companion Policy 44–102 CP effective March 17, 2008
44–103 Post-Receipt Pricing [National Instrument]
NI 44–103 unofficial consolidation of National Instrument as of August 13, 2013
44–103 CP unofficial consolidation of Companion Policy as of June 9, 2023
Documents related to NI 44-103
Amendment to NI 44-103 effective April 16, 2024
Amendment to 44-103 CP effective April 16, 2024
Amendment to 44-103 CP effective June 9, 2023
Amendment to NI 44–103 effective August 13, 2013
Amendment to 44–103 CP effective August 13, 2013
National Instrument 44–103 Post-Receipt Pricing effective March 17, 2008
Companion Policy 44–103 CP effective March 17, 2008
45–102 Resale of Securities [National Instrument]
NI 45-102 unofficial consolidation as of June 9, 2023
45-102 CP unofficial consolidation as of June 9, 2023
Form 45-102F1 unofficial consolidation as of June 9, 2023
Documents related to NI 45–102
Amendment to NI 45-102 effective June 9, 2023
Amendment to 45-102 CP effective June 9, 2023
Amendment to NI 45-102 effective November 21, 2022
Amendment to NI 45-102 effective September 21, 2021
Amendment to NI 45–102 effective June 12, 2018
Amendment to 45–102 CP effective June 12, 2018
Amendment to NI 45–102 effective December 8, 2015
Amendment to NI 45–102 effective May 5, 2015
Amendment to 45–102 CP effective May 5, 2015
Amendment to NI 45–102 effective August 23, 2012
Amendment to NI 45–102 effective May 1, 2011
Amendment to 45–102 CP effective July 16, 2010
Amendment to NI 45–102 effective September 28, 2009
Form 45–102F1 effective March 17, 2008
National Instrument 45–102 Resale of Securities effective March 17, 2008
Companion Policy 45–102 CP effective March 17, 2008
45–106 Prospectus Exemptions [National Instrument]
NI 45–106 unofficial consolidation as of September 13, 2023
45–106 CP unofficial consolidation as of June 9, 2023
Form 45-106F1 Replacement effective June 9, 2023
Form 45–106F2 Replacement effective March 8, 2023
Form 45–106F3 unofficial consolidation as of June 9, 2023
Form 45-106F4 unofficial consolidation as of March 8, 2023
Form 45-106 F14 unofficial consolidation as of June 9, 2023
Form 45-106 F15 unofficial consolidation as of June 9, 2023
Form 45-106 F18 unofficial consolidation as of March 8, 2023
Form 45-106 F19 unofficial consolidation as of June 9, 2023
Documents related to NI 45–106
Amendment to NI 45-106 effective September 13, 2023
Amendment to NI 45-106 effective June 9, 2023
Amendment to 45-106 CP effective June 9, 2023
Amendment to NI 45-106 effective March 8, 2023
Amendment to 45-106 CP effective March 8, 2023
Amendment to NI 45-106 effective November 21, 2022
Amendment to 45-106 CP effective November 21, 2022
Amendment to NI 45-106 (5E) effective January 5, 2022
Amendment to NI 45-106 effective March 1, 2021
Amendment to 45-106 CP effective March 1, 2021
Amendment to NI 45–106 effective October 5, 2018
Amendment to 45–106 CP effective October 5, 2018
Amendment to NI 45–106 effective June 12, 2018
Amendment to NI 45–106 effective June 30, 2016
Amendment to 45–106 CP effective June 30, 2016
Amendment to NI 45–106 effective December 8, 2015
Amendment to 45–106 CP effective December 8, 2015
Amendment to NI 45–106 effective November 17, 2015
Amendment to NI 45–106 (AI) effective May 5, 2015
Replacement of 45–106 CP effective May 5, 2015
Amendment to NI 45–106 (ST Debt) effective May 5, 2015
Amendment to NI 45–106 effective September 22, 2014
Amendment to NI 45–106 (DRO) effective May 31, 2013
Amendment to NI 45–106 effective August 23, 2012
Amendment to NI 45–106 effective June 30, 2011
Amendment to NI 45–106 effective May 1, 2011
Amendment to NI 45–106 effective January 1, 2011
National Instrument 45–106 Prospectus Exemptions effective March 17, 2008
Form 45-106F1 Report of Exempt Distribution, replacement effective June 2, 2023
Form 45–106F2 Offering Memorandum for Non-Qualifying Issuers, March 17, 2008
Form 45–106F3 Offering Memorandum for Qualifying Issuers, March 17, 2008
Form 45–106F4 Risk Acknowledgement, March 17, 2008
Form 45–106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates, September 28, 2009
Form 45–106F7 Information Memorandum for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015
Form 45–106F8 Monthly Disclosure Report for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015
Form 45–106F9 Form for Individual Accredited Investors, May 5, 2015
Form 45–106F14 Rights Offering Notice for Reporting Issuers, December 8, 2015
Form 45–106F15 Rights Offering Circular for Reporting Issuers, December 8, 2015
Form 45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages, March 1, 2021
Form 45-106F19 Listed Issuer Financing Document, November 21, 2022
45–107 Listing Representation and Statutory Rights of Action Disclosure Exemptions [Multilateral Instrument]
Multilateral Instrument 45–107 Listing representation and Statutory Rights of Action Disclosure Exemptions effective September 8, 2015
45–110 Start-Up Crowdfunding Registration and Prospectus Exemptions [National Instrument]
National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions, effective September 21, 2021
Form 45-110F1 Offering document, effective September 21, 2021
Form 45-110F2 Risk Acknowledgement, effective September 21, 2021
Form 45-110F3 Funding Portal Information, effective September 21, 2021
Form 45-110F4 Portal Individual Information, effective September 21, 2021
Form 45-110F5 Semi-Annual Financial Resources Certification, effective September 21, 2021
National policies
46–201 Escrow for Initial Public Offerings [National Policy]
- 46–201 F1 Escrow Agreement [National Policy Form]
47–201 Trading Securities using the Internet and Other Electronic Means [National Policy]